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The Compact Disc Story
Dr. Kees A. Schouhamer Immink, FAES
Friday, 18 December 1998

reported by: Dr. Roland K C Tan
                  Section Advisor (Term 1998/99)

On Friday, 18 December 1998 at 7.00pm, 11 members and 25 guests of the AES Singapore Section gathered at TOUCH Community Theatre to listen to a talk on "The Compact Disc Story" by Dr. Kees A. Schouhamer Immink*. A professor at the Institute of Experimental Mathematics, Essen University in Germany and also Fellow
Member of the AES and Vice President of the AES Northern Region in Europe, Dr. Immink is currently in Singapore for 3 months as a Visiting Professor at the National
University of Singapore (NUS). 

The audience, comprising of AES Singapore Section members and guests, in full concentration and 'all ears' to Dr. Immink's talk at the Touch Community Theatre - photograph by Stephen Low

Before the evening's presentation, Mr. Jibby Jacob, current Chairman of the AES Singapore section, gave the opening address before introducing the speaker. In his
speech, members were reminded to renew their memberships. At 7.45pm, Dr. Immink began his talk by giving a brief summary of the history of compact disc (CD) where he was involved in its standardization while he was with the Philips Research laboratories in Eindhoven, The Netherlands. He also talked about the future of audio recording mediums such as the new digital versatile disc (DVD) and DVD-plus. 

The storage density of recording medium has been growing gradually since the original cylinder developed by Edison to the recent DVD. In fact, the storage densities
have grown by more than 1 million times greater than those available at the end of the last century. The evolution of audio discs have indicated that it was at least 10 years after Edison's cylinder invention before Berliner and others invented a method of disc recording. The stereo LP record introduced in 1958 delivered a major step in sound quality. However, as far as optical recording is concerned, everything before 1969 is prehistory! 

In consumer electronics, CD is the most important development since the introduction of television. According to Dr. Immink, the development of an audio disc with optical read-out started at Philips Research in early 1973. In those days, solid-state lasers were not available so the first experiments were conducted with LEDs, gas lasers, and lamps. Analog wide-band frequency modulation was tried. However, it soon became evident that it was inadequate. The advent of ever-cheaper and faster digital circuitry made feasible the use of digital audio. The main advantage that digital implementation confers over analog systems is that in a well-engineered digital recording system the sole significant degradation takes place at the initial digitization, and the quality lasts until the point of ultimate failure. On the other hand, the quality of analog recordings just fades away. 

Sony and Philips demonstrated the first prototypes of a digital sound system using a laser disk in 1977-78. In 1979, Sony and Philips decided to join forces to develop a  world standard for CD. This strategic alliance was based on the fact that Philips had considerable expertise in optical technology, servo systems, and digital & analog  modulation systems. On the other hand, Sony had expertise in error correction, PCM adaptors, and in channel coding. In other words, Philips provided the "physics"  of optical and Sony provided the digital audio technology. There was also a marketing reason behind these as both were small companies at that time. 

A total of six meetings took place between the Sony and Philips engineers in 1979-80 at both Tokyo as well as Eindhoven. Two working prototypes were demonstrated - a Sony's 30-inch optical disc and a much smaller diameter disc of 11.5cm by Philips. Decisions had to be made concerning the main parameters such as the disc diameter, playing time, sampling frequency, error correction system, modulation system, and so on. 

A decision was made during the 4th meeting on March 1980 to adopt the sampling frequency at 44.1 kHz, 16-bit resolution, and the cross interleaved Reed-Solomon code (CIRC) for its error correction system. A sampling frequency of 44.1 kHz was selected as opposed to 44.056 kHz simply because it was an easier figure to remember. The figure of 44.056 was the result of a need for compatibility with the NTSC and PAL video formats used for audio storage at the time. Sony developed the  PCM adaptor which could record PCM audio onto a consumer analog video tape recorder. This unit used a non-standard sample rate that was convenient for  formatting PCM audio into the NTSC television lines. The video lines, frame rate, and bits per line determine the sampling frequency one can achieve in order to store two channels of audio. The final decisions were made during the 6th meeting on June 1980 and the first version CD originally designed at 11.5cm diameter by Philips was finally changed to 12cm due to simpler metric measurement. The smaller diameter disc was chosen because Philips felt that the size of a CD should not be much larger than the successful analog compact cassette invented in 1969! 

Dr. Kees Immink (14th from left) with members and guests of the AES Singapore Section after his presentation - photograph by Stephen Low

Since the introduction of CD in 1980, the sales of LP has been declining gradually while at the same time an exponential increase in CD sales was registered over the first decade exceeding 1 billion CDs. The sales of CD players had climbed sharply between 1983 to 1990 reaching more than 40 million units while surprisingly, the sales of LP turntables had remained almost constant at around 25 million units. Dr. Immink also highlighted to the audience the numerous other "books" in the CD standard. Among them, the Yellow Book for CD-ROM, Orange Book for CD-Recordable, Green Book for CD-i, and White Book for Video CD besides the Red Book for CD-Audio. 

Before concluding his talk, Dr. Immink gave some predictions for the future of optical disc medium based on DVD. A comparison of DVD and CD-ROM main parameters show the new disc has a capacity that is some seven times larger than CD. The data capacity of a single layer single-sided DVD is 4.7 GBytes and for a single layer double-sided is 9.4 GBytes. A CD-ROM has only a data capacity of around 650 MBytes. A number of different characteristics have led to the increase in capacity of DVD when compared to CD. First of all, a thinner disc allows more data to be stored since it minimizes error in focal point of the laser beam due to disc tilt. Basically, a thinner disc can accommodate more tilt errors. That is why the design of DVD has a disc thickness of only 0.6 mm while that of a CD is twice as thick at 1.2 mm. CD has a density of 1 bit/mm2 while DVD has a density of around 6-7 bits/mm2. The greatest capacity gain depends very much on the wavelength of the laser beam and also on the thickness of the disc. It was also predicted that future disc could be as thin as 0.2 mm and that DVD would replace CD as the optical disc of the next millennium. Dr. Immink believes that by the year 2002, a 20 GBytes DVD would materialize with a density of up to 20 bits/mm2. And by the year 2006, we shall see a 40 GBytes DVD with density reaching up to 50 bits/mm2. 

Dr. Kees Immink during the question-and-answer session after his talk - photograph by Stephen Low

Many questions were raised during the Q&A session which lasted for more than 15 minutes. In his reply to a question as to whether the new Super Audio CD (SACD) developed recently by Philips and Sony could pose a "threat" to DVD as the disc of the future, Dr. Immink does not think so. SACD, although fully backward compatible to Red Book CD, still require a different type of player in order to playback the high-density layer that is recorded separately on the SACD. That would mean another new investment on top of a CD player and a DVD player. These add extra cost to the consumers.

AES Chairman Singapore Section, Mr. Jibby Jacob (right) presenting the momentous to the speaker, Dr. Kees Immink, after his talk on 'The Story of Compact Disc'. -photograph by Stephen Low

One member of the audience was also curious to know whether Philips and Sony, in the course of CD standardization between 1979 to 1980, had considered incorporating CD in a cartridge housing much like the current floppy disc. It was felt that this idea could protect the disc from scratches and other likely physical abuses. According to Dr. Immink, it was believed that the design of CD at that time was such that it should be something that people can "touch and feel" like an LP. Moreover the thickness of the disc does not make it very feasible. However, with the much thinner DVD of the near future, this is not entirely impossible. 

In a reply to another question, the higher density disc of the future would not increase the overall bit error rates (BERs) because of the development of more powerful error correction algorithms which can reside in lower cost memory devices. 

The meeting ended at around 9.14pm and leaving especially the younger members among the audience with much appreciation of the evolution of the optical discs. The AES Singapore Section would also like to thank their fellow committee member, Mr. Robert Soo, Technical Director of Touch Music, and his colleagues for the  use of the community theatre and their kind assistance during the meeting. 

Interested readers can find out more information from a recent paper published in the Journal of the AES, Vol.46, No.5, pp 458-465 entitled "The Compact Disc Story" by Dr. Kees A. Schouhamer Immink. 

 


Copyright 1999 AES Singapore Section